This position is for an experienced professional with a background in legal, compliance, and risk management to support a leading financial services organization. The role focuses on ensuring regulatory compliance, managing risks, and providing legal and compliance support across various business activities.

The position will involve reviewing marketing materials, managing regulatory reporting, updating internal policies, and collaborating with various teams, both locally and internationally. The role demands a strong understanding of the regulatory landscape, particularly in asset management, with a focus on maintaining and enforcing compliance practices across the organization.

• Review and ensure compliance of marketing materials and documents.
• Handle registration and reporting to financial regulators and industry associations.
• Develop, update, and review internal policies and rules.
• Collaborate with overseas colleagues in Legal, Compliance, and other departments such as business and investment teams.
• Review and negotiate various contracts including fund trust deeds, investment management agreements, and general contracts.
• Ensure investment guidelines are adhered to.
• Provide compliance training to employees, ensuring they understand and comply with relevant regulatory and policy requirements.
• Oversee general compliance matters related to asset management.
• Manage incidents and assist with risk management related matters.

• Basic knowledge and experience in asset management, such as fund operations, offshore funds, public disclosure, and private alternatives, especially in the Japanese market, are beneficial.
• Strong communication skills in both Japanese and English, with proficiency in reading and writing in English.
• A legal background or relevant experience in compliance and risk management is a plus.
• Must be a team player with the ability to collaborate effectively across departments.

This role offers the opportunity to work within a dynamic team that is critical to the company's operations. You will gain exposure to a wide range of legal, compliance, and risk management activities, while working with teams across the globe. The position offers potential for professional growth and the chance to contribute to a well-established financial institution.